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Securities News
   
Friday, December 12, 2025
 
Vol. 21, No. 1259
 
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 IN THE NEWS
Industry Update
 REGULATORY
CFTC
FINRA
 EXCHANGES
NYSE
AMEX
NASDAQ
 LITIGATION
Federal Courts
State AG
Class Actions
 ALSO OF NOTE
News & Transactions
 

To see archives click on a section title on the right.

 
  PinHawk Corporate Legal NewzDigest
 

IN THE NEWS

Industry Update

  1. Don’t Let Scammers Steal Your Holiday Spirit: NASAA Unveils the 12 Top Investor Threats, North American Securities Administration Association: Top Stories, December 11, 2025

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REGULATORY

CFTC

  1. CFTC Staff Issues No-Action Letters Regarding Event Contracts, CFTC: Press Releases, December 11, 2025
  2. CFTC Staff Issues No-Action Position Relating to Designated Contract Market Procedures, CFTC: Press Releases, December 11, 2025
  3. Acting Chairman Pham Announces Withdrawal of Outdated Digital Assets Guidance, CFTC: Press Releases, December 11, 2025
  4. CFTC Staff Issues No-Action Letter Regarding Part 43 and Part 45 Requirements, CFTC: Press Releases, December 11, 2025
Financial Industry Regulatory Authority

  1. FINRA Cybersecurity Alert – Salesforce Gainsight Security Incident, FINRA: News Releases, December 11, 2025
  2. Social Media-Influenced Investing, FINRA: News Releases, December 11, 2025

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PinHawk Law Firm News and Press
 

EXCHANGES

NYSE

  1. Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Lower the Options Regulatory Fee, New York Stock Exchange: Rule Proposals, December 11, 2025
AMEX

  1. gAIn360 lists on Euronext, December 12, 2025
  2. Euronext announces December 2025 quarterly review results of the CAC 40 ESG®, December 11, 2025
  3. Euronext announces December 2025 quarterly review results of the CAC® Family, December 11, 2025
  4. Euronext announces December 2025 quarterly review results of the ISEQ® family, December 11, 2025

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LITIGATION

State Attorney General Releases

  1. | Date Posted: Thursday, December 11, 2025, Attorney General: Delaware, December 11, 2025

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