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Friday, January 30, 2026 |
Vol. 21, No. 1291 |
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IN THE NEWS
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Industry Update
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REGULATORY
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CFTC
FINRA
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EXCHANGES
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NYSE
AMEX
NASDAQ
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LITIGATION
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Federal Courts
State AG
Class Actions
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ALSO OF NOTE
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News & Transactions
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To see archives click on a section title on the right.
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REGULATORY
CFTC
- Remarks of Chairman Michael S. Selig, CFTC: Speeches & Testimony, January 29, 2026
- CFTC Chairman Lauds Senate Committee Action to Advance Digital Asset Market Structure Legislation, CFTC: Speeches & Testimony, January 29, 2026
- CFTC Chair Selig, SEC Chair Atkins: Team Trump readies crypto plan so Americans can count on their future, CFTC: Speeches & Testimony, January 29, 2026
Financial Industry Regulatory Authority
- UPC #13-26 - First Citizens Bancshares Inc (FCZBV) (When Issued), FINRA: Advisories, January 29, 2026
- Cybersecurity Alert - Threat Actors Exploiting Gladinet CentreStack and TrioFox Vulnerabilities, FINRA: News Releases, January 29, 2026
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EXCHANGES
NYSE
- Proposal to modify the NYSE Arca Options Fee Schedule regarding fees and rebates applicable to Lead Market Makers and NYSE Arca Market Makers and Floor Brokers., New York Stock Exchange: Rule Proposals, January 29, 2026
- Proposal to amend the NYSE Price List to conform with an amendment to Rule 610 of Regulation NMS recently approved by the Securities and Exchange Commission., New York Stock Exchange: Rule Proposals, January 29, 2026
- Proposes to amend Section 703.12(II) of the NYSE Listed Company Manual to expand the circumstances under which rights may be listed on the NYSE., New York Stock Exchange: Rule Proposals, January 29, 2026
- Proposes to modify the definition of “Reverse Merger” set forth in Section 102.01F of the NYSE Listed Company Manual, New York Stock Exchange: Rule Proposals, January 29, 2026
AMEX
- Euronext expands its SaaS offering in France with advanced governance and secure collaboration solutions, January 30, 2026
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